The new proof law: changes and need for action by employers

On August 1, 2022, the new Proof Act will come into force. The law had to be amended to meet the requirements of the EU directive on transparent and predictable working conditions. In the previous version, the regulations were not very relevant in practice. However, the changes are now urging employers to act.

1. The previous legal situation

Previously, the Evidence Act required employers to provide their employees with written evidence of the most important terms of the contract within one month of the start of the employment relationship.

The main points were those that are usually also part of the employment contract: contracting parties, start and duration of the employment relationship, place and time of work, activity, remuneration as well as holiday duration and notice periods.

Accordingly, most employers fulfilled the obligations of the Evidence Act by simply handing over the employment contract

2. What will change as a result of the new law?

The new Evidence Act expands and supplements the catalog of contractual conditions to be communicated. Among others, the following points are added:

  • End date or duration of a fixed-term employment relationship
  • duration of the probationary period
  • Composition and amount of wages including overtime pay, surcharges, allowances and bonuses as well as any special payments
  • Rest break, rest periods, explanation of the shift system and regulations, if applicable.

In addition, the obligation to inform is extended to include information on pension provision, further training, overtime and work abroad.

Also new are information requirements on the dismissal protection procedure. In addition to the procedure to be followed, they also include the notice periods and the period for filing an action for protection against unfair dismissal. In addition, at least one reference to the written form requirement must be made. Precise wording is particularly important here.

Formally, it is important that the strict written form applies. At least one signature from the employer is required. In Germany, the proof may not be provided in electronic form either, although the European directive expressly permits this. In fact, this means that employment contracts are only concluded in writing.

In addition, the previously one-month period for submitting the information for essential content of the contract is significantly reduced. In the case of new employment contracts, the company must provide information on the first working day at the latest about the name and address of the contracting parties, the composition and amount of the wages, the agreed working hours and the agreed breaks and rest periods, as well as the shift system, the shift rhythm and the requirements for shift changes in the case of agreed shift work. Further information about the start of the employment relationship, if applicable the time limit, the duration of any agreed probationary period, the place of work, the job description and the possibility of ordering overtime must be provided within seven days. The transcript with the other information according to § 2 sentence 2 of the Evidence Act must be handed over no later than one month after the agreed start of the employment relationship. This includes, for example, the duration of vacation, the procedure for giving notice of termination and the deadline for filing an action for protection against dismissal, as well as information on any applicable collective bargaining agreements and company agreements.

3. Need for action by employers – what should employers do now?

The changes will be relevant for both new and existing employment relationships.

Model employment contracts can be adapted to the requirements by supplementing them with the other required information.

Old contracts that were concluded before August 1, 2022 should not be subsequently adjusted, but employers must submit the essential working conditions in writing within seven days upon request. Because of this short deadline, it is advisable to prepare a corresponding template for such a case, which meets the requirements of the new Evidence Act.

4. What are the legal consequences of a violation?

So far, employees could only ask their employer to make up for the missed proof. A violation now constitutes an administrative offence. The employer faces a fine of up to 2.000 euros per violation. However, the effectiveness of the employment relationship remains unaffected.

Minimum wage and mini jobs

Full pot talk with Jens Niehl from September 30.09.2022th, XNUMX

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BAG: Company integration management is not enough

Dismissal due to illness is possible. However, the requirements for dismissal due to illness are very high. It is obligatory for the employer to explore alternatives to dismissal in advance. The employment relationship should only be terminated if no reasonable employment opportunity is available. However, the Federal Labor Court (BAG) has now decided that further operational integration management may have to be offered (BAG, judgment of November 18.11.2021, 2 - 138 AZR 21/XNUMX). This is the case if the employee was absent due to illness for more than six weeks after the last offer. 
 
General information on operational integration management
 
If the employer wants to give notice because of frequent or long-term illness, he has to meet high requirements. Above all, it is important that he offers a so-called operational integration management (bEM). This is necessary as soon as the employee has been unable to work for more than six weeks (in a row or repeatedly) within a year.
 
As part of the bEM, those involved discuss how the employee can continue to be employed in a manner appropriate to their suffering in order to reduce or avoid absenteeism. Depending on the illness, a reduction in working hours or a transfer may be considered.
 
If the employer does not offer the bEM, a later dismissal is not illegal per se. However, the employer then has to prove in court that a bEM would not have provided any opportunities to continue to employ the employee in a meaningful and suffering manner. The hurdle is very high. Against this background, it is often said that the bEM is in fact an almost mandatory requirement for dismissal due to illness. 
 
Employee falls ill again after bEM
 
The plaintiff took action against his dismissal, which was given to him because of illness-related absences. In the years 2017 to 2019 he was absent from a total of 204 working days. On March 5, 2019, the employer initiated a conversation with him to find ways to reintegrate him into the company (bEM). However, the employee was again unable to work for 79 days afterwards. The employer then resigned. There was less than a year between the bEM interview and the termination.
 
The plaintiff considered the dismissal invalid. He argued that the employer should have carried out another bEM. The first is no longer sufficient because of the renewed absences afterwards.
 
Federal Labor Court: second bEM was necessary
 
The BAG agreed with the plaintiff. In fact, another bEM should be offered if there has been an absence of more than six weeks since the last bEM. This also applies if not a year has passed since the last bEM. 
 
The wording of the relevant § 167 Para. 2 S. 1 SGB IX already speaks for this. The sentence "If employees are uninterruptedly or repeatedly unable to work within a year for more than six weeks" does not determine a minimum interval between two bEM discussions.
 
The purpose of the law also speaks for another bEM. The threshold of six weeks of absence was chosen because after this period dismissal due to illness is often justified. In order to prevent dismissal, integration options should be sought as soon as possible. Waiting until a year has passed makes no sense.
 
The defendant did not explain that a new bEM would not have produced a positive result because the previous one had not produced such a result.
 
The defendant also did not sufficiently explain that the implementation of a (further) bEM could not have shown any positive results. The employer bears the burden of explanation and proof of the objective uselessness. To do this, he had to explain comprehensively and specifically why it was not possible for the employee to continue working in the job he had previously, nor to adapt and change it to suit his suffering, and why the employee could not have been employed in a different job with a different job.
 
When is the bEM completed?
 
The BAG's decision leads to an important follow-up question: When is a bEM completed? The point in time is important because employers may oblige subsequent absences to a new bEM. The judges of the BAG give the following information: 

  • In any case, a bEM is concluded when the employer and employee agree on it.
  • The same applies if the employee rejects the bEM or does not agree to its further implementation.
  • Unilateral terminations by the employer are not possible. If this stops its efforts, the bEM will only come to an end if none of the other parties involved name any serious approaches for preventive measures. The employer can give them a reasonable period of time to do this.

Conclusion
 
The hurdles for dismissal due to illness remain high. Even if the employer has already offered a bEM, he may have to take the same initiative again. Employers are therefore advised to give notice of termination quickly after an unproductive bEM. For employees, the following applies once again: even well-prepared notices of termination are often vulnerable.

Federal Labor Court decision of May 19.05.2022, XNUMX on the notification of mass redundancies: "Should not be a must"

If the employer dismisses numerous employees at once, he must first inform the employment agency. The law stipulates certain information that must be included in this notice of collective redundancy. Other information "should" only be included.
 
The Federal Labor Court has now decided that this "target information" is not mandatory. If the employer omits them, the terminations do not become ineffective. The lower court saw it differently.
 
That's what the case was about
 
An employee who was dismissed for operational reasons in the course of downsizing had filed a complaint. The company terminated a total of 2019 employment contracts within a month in 17. With this number, it exceeded the threshold of § 17 Para. 1 Dismissal Protection Act (KSchG).
 
If there is a large number of redundancies, the company concerned must inform the employment agency about the forthcoming layoffs. This must be done before the dismissals are announced. If there is no notification of mass redundancies or if it is incorrect, all terminations are ineffective.
 
The plaintiff had also referred to this and asserted that the notification of collective redundancies was incorrect. Finally, the specification of the

  • age,
  • gender,
  • Professional
  • and the nationality of the workers to be made redundant.

The law states that this information only "should" be given - and not "must". However, it follows from European law that all information is mandatory. German law must also be based on higher-ranking European law.
 
The competent labor court and state labor court have already agreed with the employee. Spicy about it: Even the employment agency has so far assumed that the information mentioned is not mandatory. Accordingly, the competent authority consistently did not object to the collective redundancy notice in this case either.
 
This is what the Federal Labor Court ruled
 
The Federal Labor Court did not follow the two previous instances. The reasons for the decision are not yet available. The underlying reasons for the argument can be found in the press release.
 
It states that the will of the legislature is clear. The judges inferred this view from the wording, which actually speaks against a mandatory character with the term "should". There is also no other assessment to be found in European law. The Court of Justice of the European Union has already clarified that the relevant directive does not necessarily require the indication of age etc.
 
Conclusion
 
The surprise was great when the first two instances had declared the "target" information to be mandatory. As it stands, the Federal Labor Court is burying this legal opinion for practical purposes. Whether everything actually stays the same - the notification of collective redundancies is also effective without target information - depends on the justification for the decision. This is to be expected in a few weeks.
 
By the way: Recently, numerous dismissals by the airline AirBerlin failed because the employer had sent the mass redundancy notice to an incompetent employment agency. The case shows how carefully employers should proceed here and what defense options employees have. 
 
Background: What are the special features of mass redundancies?
 
There is talk of mass redundancies if so many jobs are cut within 30 days that the relevant threshold in Section 17 (1) KSchG is exceeded.
 
Example: In companies with more than 20 and less than 60 employees, the threshold is exceeded after five layoffs.
 
Caution: Termination agreements initiated by the employer may also be understood as dismissal in this sense.
 
Of course, the usual protection against dismissal also applies in the context of mass redundancies. However, employers must also meet these requirements in particular:

  • The works council must be informed in advance in accordance with Section 17 (2) KSchG.
  • As already explained in detail, the competent employment agency must be notified of a mass redundancy before the notice of termination is given.
  • This must always be supplemented by a statement from the works council and the notification that was made to the works council in accordance with Section 17 (2) KSchG (see above).
  • As a rule, the employer is also obliged to negotiate with the works council about a social plan and a reconciliation of interests. This obligation applies regardless of the above threshold, but often coincides with exceeding it.

Mirror interview from March 25.03.2022th, XNUMX with lawyer Jens Niehl on the topic "How openly am I allowed to represent my political opinions at work?"

Again and again, political disputes lead to problems in the employment relationship. The most recent case: A bartender in a luxury restaurant in Baden-Baden had commented on the Russian invasion of Ukraine and generally about Russians in an Instagram video – and was fired for it.

You can read the entire article here read.

Mirror interview from February 08.02.2022th, XNUMX with lawyer Jens Niehl on the subject of "facility-related vaccination requirements in clinics and homes"

The main statements of Interviews we have briefly summarized for you:

Institution-related compulsory vaccination in the healthcare sector

In December 2021, the legislator introduced the "facility-related vaccination requirement" for certain areas of the healthcare system (§ 20a IfSG). 

Evidence

By March 15.03.2022, 2, people who work in medical practices, hospitals, etc. must provide the management of the facility with either proof of vaccination, proof of recovery or a medical certificate of a medical contraindication in relation to vaccination against the SARS-CoV-20 coronavirus submit (§ 1a Abs. 2 and XNUMX IfSG).

Doubts about the practical feasibility of the law

The law is much discussed. In particular, questions arise as to how the law can be enforced in practice and how individual questions can be answered legally. For example, the law assumes that the health authorities play the central role in the implementation of the law. However, the employees of the health authorities can hardly fulfill their existing obligations at the moment. In addition, both employers and employees are asking themselves how the relevant proof is to be collected, whether they can continue to work in the event of non-submission or whether the missing vaccination is, for example, a reason for dismissal. Many also fear that there will be significant staff shortages in the health sector.

Different regulations for employees who are already employed and for people to be hired after March 16.03.2022, XNUMX

With regard to the prescribed procedure for employers, the law differentiates between "already employed" and new employees from March 16.03.2022, XNUMX.

For employees who are already employed, the health department decides on a ban on entry or work

Employees who were already employed before March 15.03.2022, 15.03.2022 must present the management of the practice or facility with either proof of vaccination, proof of recovery or a medical certificate of a medical contraindication to vaccination by March XNUMX, XNUMX at the latest.

However, Section 20a (2) IfSG states that there is no “automatic” ban on employment for employees who are already employed if the relevant evidence is not submitted. In such a case, the employer is obliged to contact the health department immediately and to transmit the personal data (§20a II S. 2 IfSG).

The health department then has to check measures. The health department should also take into account whether sufficient staff would be available if an entry or activity ban were imposed.

In many cases, due to the work overload, the health department will probably first - weeks/months? - don't react at all.

The health department is also required to ask those affected to provide the evidence again.

Only after appropriate action is it then the task of the health department to prohibit the employee concerned from entering the facility or working there.

Can an already employed person continue to work until the decision of the health department?

The Infection Protection Act does not say exactly whether employees who are already employed can continue to work until the decision of the health department. The question cannot be answered clearly. 

However, there is a lot to suggest that the employees concerned can or even have to continue to work until the health department issues a ban on activity or entry. 

According to several reports in the press, some health authorities have also communicated this understanding of the law in this way.

The question of the obligation to work and the right to remuneration will probably also have to be clarified by the labor courts.

No obligation to pay after a ban on entry or activity has been imposed by the health department

From the point in time of the ban on employment, the work cannot be performed if it is not possible to work from home. According to the principle "no work, no pay", this time is not to be remunerated.

Is a personal termination possible after a ban on entry or employment has been imposed?

If it were a permanent ban on entry or employment, the answer to the question would probably be "yes". However, since the law only applies until December 31.12.2022, XNUMX, according to a decision by the health department, there will only be a period of a few months to bridge while the work cannot be performed. However, in companies with more than ten full-time employees, termination is only possible as a "last resort" if the employment relationship cannot be continued in a meaningful way. This question will probably also have to be clarified by the labor courts.

Immediate employment ban for those hired after March 15.03.2022, XNUMX

For employees who are to be hired after March 15.03.2022, XNUMX, the relevant evidence must be available before the start of the activity. If such proof is missing, a separate statement of an employment ban by the health department is no longer required. Rather, the ban on employment applies directly, so that these employees may not be deployed. Consequently, there should be no claim to payment for these persons.

Violations are subject to fines

There is a risk of fines in the event of illegal employment or failure to submit the relevant evidence. This results from § 73 IfSG. The law provides for fines of up to two thousand five hundred euros, particularly in the event of violations of the obligation to provide evidence. Fines of up to EUR 25.000,00 can be imposed for serious violations of the Infection Protection Act.

The law is valid until the end of 2022

The regulation of § 20a IfSG primarily aims to increase the vaccination rate in the affected facilities and companies in the short term. The validity of the law is therefore limited to December 31.12.2022, XNUMX. 

law is in question

The Federal Constitutional Court has now received a large number of constitutional complaints against the institution-related corona vaccination requirement. It is not yet clear when a decision will be made on this. It is likely that the Federal Constitutional Court will deal with it before mid-March 2022. In view of the current situation and the mood in politics, the demands of large hospitals and health institutions as well as some state governments to postpone the entry into force of the law, there is also the possibility that the validity of the law will initially be postponed or that the law on vaccination will be repealed .”

Award Handelsblatt 2021

Im Anwälte ranking by Handelsblatt 2021 will Dr. Eva Graune, Mr. Markus Tönjann and Mr. Jens Niehl once again listed as “Best Lawyers” in the field of labor law.

A warm welcome

We are happy that we are with Mr. Michael Veith the areas of banking and capital market law, leasing and factoring, as well as restructuring and insolvency law, were able to support them with an experienced, competent and personable colleague. Welcome!

The obligation to work from home is running out - what you should now pay attention to!

With the expiry of June 30.06.2021th, XNUMX, the employer's obligation to offer employees home office "wherever possible" will expire. With the expiry of the home office obligation, the legal basis that has been used in the home office in the past few months no longer applies for many employers and employees. Many employees will then return to the offices or work from home without adequate labor law regulation. But how should employees and employers design the regulations relating to the topic of home office in the future? A clause in the employment contract or a permissible company agreement is recommended!

Without a contractual agreement there is no legal basis!

If the employment contract, collective bargaining agreement or works agreement does not contain an agreement, there is also no legal basis that regulates work in the home office. Accordingly, there is neither the duty nor the right for the employee to work in the home office. The employer has no way of unilaterally ordering that the employee has to work in the home office. The employer's right to issue instructions in accordance with Section 106 (1) GewO does not constitute a sufficient regulation. This is all the more true since, in times of low incidence values, employees should not be regularly obliged to work from home for reasons of health protection. Various situations are conceivable in which the relationship between employee and employer is legally insecure and unsatisfactory: 

Would you like to mandate your employees to work from home in order to reduce contacts in the company? Without regulation you have no right to do so. 

Would you like to work from home occasionally in order to be able to organize childcare more flexibly on individual days? Without a regulation you have no right to this.

A binding regulation creates clarity and unity!

Therefore, a clear regulation between employee and employer is recommended! As an employer, it can make sense to reserve the right for certain situations to order the employee to work from home in a binding manner. Perhaps you would like to reduce your office space in the future, but keep the number of female employees? Such plans can be implemented if you can flexibly send your employees to work from home.

As an employee, you should also ensure that your employment contract legally safeguards your ideas. Would you like to work from home for 2-3 days in the future? Then you should insist on a corresponding regulation in the employment contract. 

We will find a solution for your ideas. Please do not hesitate to contact us!

What to do if the boss is bullying

Short statement from Jens Niehl, LL.M. (University of Cape Town) in the mirror article: "What to do if the boss is bullying?"

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